Retirement Ripoffs 
Beware of those who pocket invisible profits
When Goldman Sachs returned nearly $1.7 million to harmed investors and was fined $800,000, John D. Marks writes not many people thought twice about it. After all, fines are nothing new in the finance world. However, Marks argues this fine should be troubling to everyone who works with stock equities every day via their broker/dealer. They could be pocketing invisible profits through "trade-through" violations.
(more)John D. MarksSeptember 25, 2014